Broker-Dealers on SEC Form D for WELLS FARGO ADVISORS, LLC

Form Ds provide information on individual, unregistered securities offerings.

Search by Recipient Name or Primary Issuer:

Clear Filters

$0 to $1 Million $1 to $5 Million $5 to $10 Million $10 to $25 Million $25 to $50 Million $50 to $100 Million $100 Million to $1 Billion $1 Billion to $5 Billion $5 Billion to $10 Billion $10 Billion to $25 Billion

Sort by:

Displaying 111-120 out of 120 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
WELLS FARGO ADVISORS, LLC	19616	Managed Futures Legends ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC	1479045	12/22/2009	D	Indefinite	$0
WELLS FARGO ADVISORS, LLC	19616	Endowment ASP Fund, a series of Alternative Strategies Platform, LLC	1479049	12/22/2009	D	Indefinite	$0
WELLS FARGO ADVISORS, LLC	19616	Aurora Diversified ASP Fund, a series of Alternative Strategies Platform, LLC	1483006	02/03/2010	D	Indefinite	$0
WELLS FARGO ADVISORS, LLC	19616	Aurora Diversified II ASP Fund, a series of Alternative Strategies Platform, LLC	1483007	02/03/2010	D	Indefinite	$0
WELLS FARGO ADVISORS, LLC	19616	Siguler Guff Distressed Real Estate ASP Fund, LLC	1486687	03/10/2010	D	Indefinite	$0
WELLS FARGO ADVISORS, LLC	19616	Beach Horizon ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC	1495878	07/08/2010	D	Indefinite	$0
WELLS FARGO ADVISORS, LLC	19616	ASGI Agility Income Fund	1499947	09/03/2010	D	Indefinite	$0
WELLS FARGO ADVISORS, LLC	19616	Clearisle Capital Fund LLC	1787424	07/08/2020	D/A	Indefinite	$0
WELLS FARGO ADVISORS, LLC	19616	Belhurst Capital Fund LLC	1886309	10/07/2021	D/A	Indefinite	$0
WELLS FARGO ADVISORS, LLC	19616	iCapital HarbourVest Dover Street XI, L.P.	1976611	05/08/2023	D	Indefinite	$0

120 Results

<
1
...
10
11
12