Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| NUTMEG SECURITIES, LLC | 18975 | CAIS SCULPTOR MASTER FUND LLC | 1607350 | 06/07/2022 | D/A | Indefinite | $43,741,478 |
| NUTMEG SECURITIES, LLC | 18975 | CAIS OZMF LLC | 1607350 | 06/12/2018 | D/A | Indefinite | $43,041,478 |
| NUTMEG SECURITIES, LLC | 18975 | CAIS OZMF LLC | 1607350 | 06/10/2019 | D/A | Indefinite | $43,041,478 |
| NUTMEG SECURITIES, LLC | 18975 | CAIS OZMF LLC | 1607350 | 06/08/2020 | D/A | Indefinite | $43,041,478 |
| NUTMEG SECURITIES, LLC | 18975 | CAIS OZMF LLC | 1607350 | 10/23/2017 | D/A | Indefinite | $42,577,151 |
| NUTMEG SECURITIES, LLC | 18975 | CAIS Kingdon Associates LLC | 1523893 | 10/23/2017 | D/A | Indefinite | $7,841,683 |
| NUTMEG SECURITIES, LLC | 18975 | CAIS Kingdon Associates LLC | 1523893 | 06/12/2018 | D/A | Indefinite | $7,841,683 |
| NUTMEG SECURITIES, LLC | 18975 | Lombard International Life Assurance Co Separate Account VA 249 | 1773145 | 04/11/2019 | D | Indefinite | $3,938,310 |
| NUTMEG SECURITIES, LLC | 18975 | Lombard International Life Assurance Co Separate Account VA 249 | 1773145 | 08/04/2020 | D/A | Indefinite | $3,887,653 |
| NUTMEG SECURITIES, LLC | 18975 | Clearisle Capital Fund LLC | 1787424 | 11/15/2019 | D/A | Indefinite | $0 |