Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| NUTMEG SECURITIES, LLC | 18975 | CAIS Kingdon Associates LLC | 1523893 | 10/23/2017 | D/A | Indefinite | $7,841,683 |
| NUTMEG SECURITIES, LLC | 18975 | CAIS Kingdon Associates LLC | 1523893 | 06/12/2018 | D/A | Indefinite | $7,841,683 |