Broker-Dealers on SEC Form D for AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

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Displaying 10 out of 163 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.	18487	ALTEGRIS WINTON FUTURES FUND LP	1198415	05/03/2011	D/A	Indefinite	$874,519,363
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.	18487	NEW YORK LIFE INSURANCE & ANNUITY CORP	727136	03/14/2011	D/A	Indefinite	$664,367,368
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.	18487	John Hancock Life Insurance Co (U.S.A.) Separate Account P	1452178	12/19/2018	D/A	Indefinite	$663,737,176
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.	18487	John Hancock Life Insurance Co (U.S.A.) Separate Account P	1452178	12/20/2019	D/A	Indefinite	$663,737,176
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.	18487	John Hancock Life Insurance Co (U.S.A.) Separate Account P	1452178	12/22/2020	D/A	Indefinite	$663,737,176
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.	18487	John Hancock Life Insurance Co (U.S.A.) Separate Account P	1452178	10/11/2022	D/A	Indefinite	$663,737,176
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.	18487	John Hancock Life Insurance Co (U.S.A.) Separate Account P	1452178	12/19/2016	D/A	Indefinite	$660,486,717
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.	18487	John Hancock Life Insurance Co (U.S.A.) Separate Account P	1452178	12/19/2016	D/A	Indefinite	$660,486,717
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.	18487	John Hancock Life Insurance Co (U.S.A.) Separate Account P	1452178	12/20/2017	D/A	Indefinite	$660,486,717
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.	18487	John Hancock Life Insurance Co (U.S.A.) Separate Account P	1452178	12/11/2015	D/A	Indefinite	$658,273,724