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Broker-Dealers on SEC Form D for PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 11-20 out of 21 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC18353PGIM High Yield Bond Fund of the Prudential Trust Co Institutional Business Trust167918402/16/2022D/AIndefinite$16,000,000
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC18353PGIM Fixed Income Alternatives Fund II (Cayman), SPC Ltd. for & on behalf of Credit Opportunities (Cayman) Segregated Portfolio189490012/09/2022D/AIndefinite$14,100,000
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC18353PGIM Funds plc169785302/15/2017DIndefinite$14,000,000
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC18353PGIM Fixed Income Alternatives Fund II (Cayman), SPC Ltd. for & on behalf of Credit Opportunities (Cayman) Segregated Portfolio189490011/26/2021D/AIndefinite$14,000,000
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC18353PGIM Fixed Income Alternatives Fund II (Cayman), SPC Ltd.189490011/26/2021DIndefinite$14,000,000
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC18353PGIM Fixed Income U.S. Liquidity Relative Value Fund I, LLC150140001/26/2018D/AIndefinite$12,500,000
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC18353PGIM Fixed Income U.S. Liquidity Relative Value Fund I, LLC150140001/25/2019D/AIndefinite$12,500,000
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC18353PGIM Fixed Income U.S. Liquidity Relative Value Fund I, LLC150140001/24/2020D/AIndefinite$12,500,000
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC18353PGIM Fixed Income U.S. Liquidity Relative Value Fund I, LLC150140001/22/2021D/AIndefinite$12,500,000
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC18353PGIM Fixed Income U.S. Liquidity Relative Value Fund I, LLC150140001/21/2022D/AIndefinite$12,500,000

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