Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
---|---|---|---|---|---|---|---|
NBC SECURITIES, INC. | 17870 | CAIS Blue Trend Fund LLC | 1523892 | 10/24/2017 | D/A | Indefinite | $52,941,688 |
NBC SECURITIES, INC. | 17870 | CAIS Blue Trend Fund LLC | 1523892 | 06/12/2018 | D/A | Indefinite | $52,941,688 |