Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CHARLES TOWNE SECURITIES, LLC | 172278 | Upper Bay Infrastructure Partners, LP | 1781146 | 01/31/2020 | D | Indefinite | $0 |
| CHARLES TOWNE SECURITIES, LLC | 172278 | Glory Sports International Pte Ltd | 1664258 | 03/04/2016 | D | $10,000,000 | $0 |