Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| ICAPITAL SECURITIES, LLC | 171061 | SPF Securitized Products Fund Ltd. | 1549888 | 10/16/2019 | D/A | Indefinite | $1,349,014,027 |
| ICAPITAL SECURITIES, LLC | 171061 | YORK TOTAL RETURN LP | 1460862 | 03/21/2019 | D/A | Indefinite | $1,291,122,340 |
| ICAPITAL SECURITIES, LLC | 171061 | YORK TOTAL RETURN LP | 1460862 | 03/23/2020 | D/A | Indefinite | $1,291,122,340 |
| ICAPITAL SECURITIES, LLC | 171061 | YORK TOTAL RETURN LP | 1460862 | 03/21/2018 | D/A | Indefinite | $1,290,922,340 |
| ICAPITAL SECURITIES, LLC | 171061 | YORK TOTAL RETURN LP | 1460862 | 03/21/2017 | D/A | Indefinite | $1,290,209,340 |
| ICAPITAL SECURITIES, LLC | 171061 | YORK TOTAL RETURN LP | 1460862 | 03/21/2016 | D/A | Indefinite | $1,288,410,106 |
| ICAPITAL SECURITIES, LLC | 171061 | Oak Hill Capital Partners IV (Onshore), L.P. | 1649290 | 06/08/2017 | D/A | $2,500,000,000 | $1,285,640,815 |
| ICAPITAL SECURITIES, LLC | 171061 | Credit Suisse Securitized Products Fund L.P. | 1549885 | 05/13/2016 | D/A | Indefinite | $1,251,562,100 |
| ICAPITAL SECURITIES, LLC | 171061 | MacKay Municipal Credit Opportunities HL Fund, L.P. | 1700102 | 04/09/2021 | D/A | Indefinite | $1,181,043,908 |
| ICAPITAL SECURITIES, LLC | 171061 | Millennium USA HedgeFocus Fund LP | 1579804 | 01/05/2023 | D/A | Indefinite | $1,179,616,271 |