Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| ICAPITAL SECURITIES, LLC | 171061 | iCapital - HG Vora Access Fund, LP | 1670646 | 04/25/2022 | D/A | Indefinite | $40,742,624 |
| ICAPITAL SECURITIES, LLC | 171061 | OZOSII HedgeFocus Fund Ltd | 1571034 | 06/05/2019 | D/A | Indefinite | $38,827,182 |
| ICAPITAL SECURITIES, LLC | 171061 | Canyon Balanced HedgeFocus Fund LP | 1630450 | 06/18/2020 | D/A | Indefinite | $35,608,500 |
| ICAPITAL SECURITIES, LLC | 171061 | OZOSII HedgeFocus Fund Ltd | 1571034 | 04/11/2017 | D/A | Indefinite | $31,959,182 |
| ICAPITAL SECURITIES, LLC | 171061 | OZOSII HedgeFocus Fund Ltd | 1571034 | 05/01/2018 | D/A | Indefinite | $31,959,182 |
| ICAPITAL SECURITIES, LLC | 171061 | WorldQuant Millennium WMQS GEAE Offshore Fund (iCapital), L.P. | 1739923 | 07/07/2022 | D/A | Indefinite | $29,633,721 |
| ICAPITAL SECURITIES, LLC | 171061 | Aspect US HedgeFocus Fund LP | 1571024 | 04/11/2017 | D/A | Indefinite | $29,458,600 |
| ICAPITAL SECURITIES, LLC | 171061 | Aspect US HedgeFocus Fund LP | 1571024 | 05/01/2018 | D/A | Indefinite | $29,458,600 |
| ICAPITAL SECURITIES, LLC | 171061 | Aspect US HedgeFocus Fund LP | 1571024 | 06/05/2019 | D/A | Indefinite | $29,458,600 |
| ICAPITAL SECURITIES, LLC | 171061 | Aspect US HedgeFocus Fund LP | 1571024 | 06/18/2020 | D/A | Indefinite | $29,458,600 |