Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| ICAPITAL SECURITIES, LLC | 171061 | YORK INVESTMENT Ltd | 875130 | 03/21/2017 | D/A | Indefinite | $261,045,612 |
| ICAPITAL SECURITIES, LLC | 171061 | Aspect US Fund LLC | 1333112 | 10/24/2018 | D/A | Indefinite | $260,257,232 |
| ICAPITAL SECURITIES, LLC | 171061 | GTIS Qualified Opportunity Fund LLC | 1771667 | 01/08/2021 | D/A | $500,000,000 | $259,502,581 |
| ICAPITAL SECURITIES, LLC | 171061 | Aspect US Fund LLC | 1333112 | 04/18/2018 | D/A | Indefinite | $258,562,232 |
| ICAPITAL SECURITIES, LLC | 171061 | Aspect US Fund LLC | 1333112 | 02/20/2018 | D/A | Indefinite | $257,562,232 |
| ICAPITAL SECURITIES, LLC | 171061 | EJF OpZone Fund I LP | 1751072 | 02/03/2021 | D/A | Indefinite | $253,971,631 |
| ICAPITAL SECURITIES, LLC | 171061 | EJF OpZone Fund I LP | 1751072 | 05/07/2021 | D/A | Indefinite | $253,971,631 |
| ICAPITAL SECURITIES, LLC | 171061 | EJF OpZone Fund I LP | 1751072 | 05/06/2022 | D/A | Indefinite | $253,971,631 |
| ICAPITAL SECURITIES, LLC | 171061 | YORK INVESTMENT Ltd | 875130 | 03/21/2016 | D/A | Indefinite | $251,486,891 |
| ICAPITAL SECURITIES, LLC | 171061 | Aspect US Fund LLC | 1333112 | 01/06/2017 | D/A | Indefinite | $242,264,232 |