Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| ICAPITAL SECURITIES, LLC | 171061 | Aspect US Fund LLC | 1333112 | 03/30/2020 | D/A | Indefinite | $396,847,316 |
| ICAPITAL SECURITIES, LLC | 171061 | Shannon River, LP | 1416009 | 02/06/2020 | D/A | Indefinite | $394,669,590 |
| ICAPITAL SECURITIES, LLC | 171061 | TIDE POINT PARTNERS, LP | 1554286 | 08/05/2016 | D/A | Indefinite | $391,379,000 |
| ICAPITAL SECURITIES, LLC | 171061 | Millennium USA HedgeFocus Fund LP | 1579804 | 09/26/2016 | D/A | Indefinite | $387,781,155 |
| ICAPITAL SECURITIES, LLC | 171061 | MacKay Municipal High Income Opportunities Fund LP | 1840206 | 01/12/2022 | D/A | Indefinite | $362,364,276 |
| ICAPITAL SECURITIES, LLC | 171061 | MacKay Municipal New York Opportunities Fund, LP | 1685030 | 09/26/2022 | D/A | Indefinite | $340,405,713 |
| ICAPITAL SECURITIES, LLC | 171061 | Shannon River, LP | 1416009 | 02/06/2019 | D/A | Indefinite | $326,615,221 |
| ICAPITAL SECURITIES, LLC | 171061 | DOONBEG FUND LP | 1416009 | 10/05/2018 | D/A | Indefinite | $323,070,221 |
| ICAPITAL SECURITIES, LLC | 171061 | DOONBEG FUND LP | 1416009 | 10/05/2017 | D/A | Indefinite | $306,830,221 |
| ICAPITAL SECURITIES, LLC | 171061 | DOONBEG FUND LP | 1416009 | 10/05/2016 | D/A | Indefinite | $304,730,221 |