Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| ICAPITAL SECURITIES, LLC | 171061 | Shannon River, Ltd. | 1562271 | 02/08/2021 | D/A | Indefinite | $564,469,192 |
| ICAPITAL SECURITIES, LLC | 171061 | Shannon River, Ltd. | 1562271 | 02/06/2020 | D/A | Indefinite | $534,006,683 |
| ICAPITAL SECURITIES, LLC | 171061 | Millennium USA HedgeFocus Fund LP | 1579804 | 06/05/2019 | D/A | Indefinite | $526,670,875 |
| ICAPITAL SECURITIES, LLC | 171061 | MacKay Municipal High Income Opportunities Fund LP | 1840206 | 01/12/2023 | D/A | Indefinite | $524,549,042 |
| ICAPITAL SECURITIES, LLC | 171061 | Shannon River, LP | 1416009 | 02/09/2023 | D/A | Indefinite | $509,739,859 |
| ICAPITAL SECURITIES, LLC | 171061 | Shannon River, LP | 1416009 | 02/08/2022 | D/A | Indefinite | $503,171,500 |
| ICAPITAL SECURITIES, LLC | 171061 | Shannon River, Ltd. | 1562271 | 02/06/2019 | D/A | Indefinite | $495,736,249 |
| ICAPITAL SECURITIES, LLC | 171061 | TIDE POINT PARTNERS, LP | 1554286 | 08/03/2018 | D/A | Indefinite | $494,341,500 |
| ICAPITAL SECURITIES, LLC | 171061 | Doonbeg Fund, Ltd. | 1562271 | 10/05/2018 | D/A | Indefinite | $492,801,249 |
| ICAPITAL SECURITIES, LLC | 171061 | TIDE POINT PARTNERS, LP | 1554286 | 08/03/2017 | D/A | Indefinite | $487,441,500 |