Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| ICAPITAL SECURITIES, LLC | 171061 | YORK TOTAL RETURN UNIT TRUST | 1460926 | 03/23/2020 | D/A | Indefinite | $807,722,937 |
| ICAPITAL SECURITIES, LLC | 171061 | YORK TOTAL RETURN UNIT TRUST | 1460926 | 03/21/2018 | D/A | Indefinite | $807,569,937 |
| ICAPITAL SECURITIES, LLC | 171061 | YORK TOTAL RETURN UNIT TRUST | 1460926 | 03/21/2017 | D/A | Indefinite | $806,499,397 |
| ICAPITAL SECURITIES, LLC | 171061 | Millennium International HedgeFocus Fund Ltd | 1579805 | 09/27/2017 | D/A | Indefinite | $806,310,543 |
| ICAPITAL SECURITIES, LLC | 171061 | YORK TOTAL RETURN UNIT TRUST | 1460926 | 03/21/2016 | D/A | Indefinite | $806,220,897 |
| ICAPITAL SECURITIES, LLC | 171061 | MacKay Municipal Opportunities Allocation Fund B LP | 1769478 | 03/04/2021 | D/A | Indefinite | $788,267,942 |
| ICAPITAL SECURITIES, LLC | 171061 | Belhurst Capital Fund LLC | 1886309 | 12/29/2021 | D/A | Indefinite | $758,673,358 |
| ICAPITAL SECURITIES, LLC | 171061 | Millennium International HedgeFocus Fund Ltd | 1579805 | 09/26/2016 | D/A | Indefinite | $751,405,668 |
| ICAPITAL SECURITIES, LLC | 171061 | TCV XII (A), L.P. | 1912094 | 06/12/2023 | D/A | Indefinite | $742,800,000 |
| ICAPITAL SECURITIES, LLC | 171061 | SPF Securitized Products Fund L.P. | 1549885 | 08/10/2017 | D/A | Indefinite | $726,565,958 |