Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| ICAPITAL SECURITIES, LLC | 171061 | GTIS Qualified Opportunity Zone Fund II LLC | 1937951 | 10/24/2022 | D/A | $500,000,000 | $76,648,500 |
| ICAPITAL SECURITIES, LLC | 171061 | SPF HedgeFocus Fund LP | 1611308 | 01/05/2023 | D/A | Indefinite | $75,736,875 |
| ICAPITAL SECURITIES, LLC | 171061 | SPF HedgeFocus Fund LP | 1611308 | 11/19/2021 | D/A | Indefinite | $72,225,000 |
| ICAPITAL SECURITIES, LLC | 171061 | York Credit Opportunities HedgeFocus Fund LP | 1579798 | 06/05/2019 | D/A | Indefinite | $70,081,200 |
| ICAPITAL SECURITIES, LLC | 171061 | York Credit Opportunities HedgeFocus Fund LP | 1579798 | 04/11/2017 | D/A | Indefinite | $69,981,200 |
| ICAPITAL SECURITIES, LLC | 171061 | York Credit Opportunities HedgeFocus Fund LP | 1579798 | 05/01/2018 | D/A | Indefinite | $69,981,200 |
| ICAPITAL SECURITIES, LLC | 171061 | OZDPII HedgeFocus Fund LP | 1571032 | 06/05/2019 | D/A | Indefinite | $69,447,397 |
| ICAPITAL SECURITIES, LLC | 171061 | SPF HedgeFocus Fund LP | 1611308 | 06/18/2020 | D/A | Indefinite | $67,868,750 |
| ICAPITAL SECURITIES, LLC | 171061 | OZDPII HedgeFocus Fund LP | 1571032 | 04/11/2017 | D/A | Indefinite | $65,818,397 |
| ICAPITAL SECURITIES, LLC | 171061 | OZDPII HedgeFocus Fund LP | 1571032 | 05/01/2018 | D/A | Indefinite | $65,818,397 |