Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| ICAPITAL SECURITIES, LLC | 171061 | Aspect US HedgeFocus Fund LP | 1571024 | 04/11/2017 | D/A | Indefinite | $29,458,600 |
| ICAPITAL SECURITIES, LLC | 171061 | Aspect US HedgeFocus Fund LP | 1571024 | 05/01/2018 | D/A | Indefinite | $29,458,600 |
| ICAPITAL SECURITIES, LLC | 171061 | Aspect US HedgeFocus Fund LP | 1571024 | 06/05/2019 | D/A | Indefinite | $29,458,600 |
| ICAPITAL SECURITIES, LLC | 171061 | Aspect US HedgeFocus Fund LP | 1571024 | 06/18/2020 | D/A | Indefinite | $29,458,600 |
| ICAPITAL SECURITIES, LLC | 171061 | Gavea Global Macro HedgeFocus Fund Ltd | 1533261 | 04/11/2017 | D/A | Indefinite | $28,653,288 |
| ICAPITAL SECURITIES, LLC | 171061 | Gavea Global Macro HedgeFocus Fund LP | 1533262 | 04/11/2017 | D/A | Indefinite | $28,355,250 |
| ICAPITAL SECURITIES, LLC | 171061 | Canyon Balanced HedgeFocus Fund LP | 1630450 | 06/05/2019 | D/A | Indefinite | $27,726,000 |
| ICAPITAL SECURITIES, LLC | 171061 | iCapital - HG Vora Access Fund, LP | 1670646 | 04/23/2021 | D/A | Indefinite | $26,710,000 |
| ICAPITAL SECURITIES, LLC | 171061 | Doonbeg HedgeFocus Fund Ltd | 1579780 | 04/11/2017 | D/A | Indefinite | $26,431,000 |
| ICAPITAL SECURITIES, LLC | 171061 | Canyon Balanced HedgeFocus Fund LP | 1630450 | 04/30/2018 | D/A | Indefinite | $25,155,000 |