Broker-Dealers on SEC Form D for TCG SECURITIES, L.L.C.

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Displaying 211-220 out of 245 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
TCG SECURITIES, L.L.C.	154788	ESG Nexus Fund LP	1552343	01/26/2015	D/A	Indefinite	$64,129,970
TCG SECURITIES, L.L.C.	154788	ESG Nexus Fund LP	1552343	06/05/2014	D/A	Indefinite	$57,629,970
TCG SECURITIES, L.L.C.	154788	Carlyle Private Equity Access Fund 2014, L.P.	1624393	03/16/2015	D/A	Indefinite	$54,105,000
TCG SECURITIES, L.L.C.	154788	CCOF Cayman, L.P.	1710415	06/29/2018	D/A	Indefinite	$50,000,000
TCG SECURITIES, L.L.C.	154788	ESG Domestic Opportunity Offshore Fund Ltd.	1518305	04/20/2012	D/A	Indefinite	$47,000,000
TCG SECURITIES, L.L.C.	154788	Carlyle Trend Following Onshore Feeder Fund LLC	1632399	09/21/2015	D/A	Indefinite	$40,350,000
TCG SECURITIES, L.L.C.	154788	Carlyle Private Equity Access Fund 2014, L.P.	1624393	02/18/2015	D/A	Indefinite	$37,650,000
TCG SECURITIES, L.L.C.	154788	Carlyle Liquid Tactical Onshore Feeder Fund LLC	1615183	08/12/2015	D/A	Indefinite	$34,424,955
TCG SECURITIES, L.L.C.	154788	EMERGING SOVEREIGN SPECIAL SITUATION FUND LP	1443420	01/24/2013	D/A	Indefinite	$33,030,500
TCG SECURITIES, L.L.C.	154788	EMERGING SOVEREIGN SPECIAL SITUATION FUND LP	1443420	01/26/2012	D/A	Indefinite	$33,005,500