Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| TCG SECURITIES, L.L.C. | 154788 | Carlyle Credit Opportunities Fund II Note Issuer, L.P. | 1829855 | 10/29/2021 | D/A | Indefinite | $200,000,000 |
| TCG SECURITIES, L.L.C. | 154788 | CEP IV Dollar Feeder, L.P. | 1609380 | 07/03/2014 | D/A | Indefinite | $198,212,515 |
| TCG SECURITIES, L.L.C. | 154788 | Carlyle Asia Growth Partners V, L.P. | 1674901 | 05/17/2018 | D/A | Indefinite | $197,416,666 |
| TCG SECURITIES, L.L.C. | 154788 | Carlyle Clover Partners 2, L.P. | 1797406 | 12/09/2020 | D/A | Indefinite | $190,000,000 |
| TCG SECURITIES, L.L.C. | 154788 | TCG BDC II, Inc. | 1702510 | 10/27/2017 | D/A | Indefinite | $185,830,000 |
| TCG SECURITIES, L.L.C. | 154788 | Carlyle Asia Growth Partners V, L.P. | 1674901 | 05/17/2017 | D/A | Indefinite | $169,027,777 |
| TCG SECURITIES, L.L.C. | 154788 | Carlyle Partners Growth - EU, S.C.Sp. | 1873415 | 01/26/2023 | D/A | Indefinite | $166,900,000 |
| TCG SECURITIES, L.L.C. | 154788 | Carlyle Innovation Partners, L.P. | 1657614 | 12/29/2016 | D/A | Indefinite | $151,398,383 |
| TCG SECURITIES, L.L.C. | 154788 | Carlyle Private Equity Access Fund 2014, L.P. | 1624393 | 08/25/2015 | D/A | Indefinite | $151,204,000 |
| TCG SECURITIES, L.L.C. | 154788 | CREV Cayman, L.P. | 1798886 | 01/06/2021 | D/A | Indefinite | $150,000,000 |