Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| ARTIO GLOBAL INSTITUTIONAL SERVICES LLC | 154652 | ARTIO GROUP TRUST | 1394054 | 10/12/2011 | D/A | Indefinite | $19,830,175,000 |
| ARTIO GLOBAL INSTITUTIONAL SERVICES LLC | 154652 | Artio International Equity II Fund LLC | 1484559 | 10/12/2011 | D/A | Indefinite | $1,500,000,000 |
| ARTIO GLOBAL INSTITUTIONAL SERVICES LLC | 154652 | Artio International Equity Fund LLC | 1268719 | 10/12/2011 | D/A | Indefinite | $1,100,000,000 |
| ARTIO GLOBAL INSTITUTIONAL SERVICES LLC | 154652 | Artio Global High Income Fund LLC | 1483645 | 10/12/2011 | D/A | Indefinite | $191,363,000 |
| ARTIO GLOBAL INSTITUTIONAL SERVICES LLC | 154652 | Artio Global Opportunities Fund | 1503159 | 12/09/2011 | D | Indefinite | $19,875,000 |
| ARTIO GLOBAL INSTITUTIONAL SERVICES LLC | 154652 | Artio Global Credit Opportunities Fund | 1503159 | 11/15/2012 | D | Indefinite | $19,875,000 |
| ARTIO GLOBAL INSTITUTIONAL SERVICES LLC | 154652 | Artio Global Credit Opportunities Fund | 1503159 | 02/11/2013 | D/A | Indefinite | $19,875,000 |