Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CAIS CAPITAL LLC | 154512 | Ascend Partners Fund II LP | 1288471 | 01/16/2014 | D/A | Indefinite | $2,034,036,009 |
| CAIS CAPITAL LLC | 154512 | Ascend Partners Fund, Ltd. | 1288472 | 01/12/2018 | D/A | Indefinite | $2,030,650,496 |
| CAIS CAPITAL LLC | 154512 | Ascend Partners Fund II, Ltd. | 1288472 | 01/12/2017 | D/A | Indefinite | $2,026,650,496 |
| CAIS CAPITAL LLC | 154512 | Ascend Partners Fund II, Ltd. | 1288472 | 01/19/2016 | D/A | Indefinite | $2,021,071,496 |
| CAIS CAPITAL LLC | 154512 | Alkeon Growth Partners, LP | 1278834 | 10/23/2020 | D/A | Indefinite | $1,994,280,122 |
| CAIS CAPITAL LLC | 154512 | ACL ALTERNATIVE FUND SAC Ltd | 1292004 | 09/09/2015 | D/A | Indefinite | $1,980,784,316 |
| CAIS CAPITAL LLC | 154512 | ACL ALTERNATIVE FUND SAC Ltd | 1292004 | 09/09/2014 | D/A | Indefinite | $1,962,788,743 |
| CAIS CAPITAL LLC | 154512 | Ascend Partners Fund II, Ltd. | 1288472 | 01/16/2015 | D/A | Indefinite | $1,944,576,296 |
| CAIS CAPITAL LLC | 154512 | Blue Mountain Credit Alternatives Fund L.P. | 1547901 | 01/25/2016 | D/A | Indefinite | $1,932,727,498 |
| CAIS CAPITAL LLC | 154512 | Blue Mountain Credit Alternatives Fund L.P. | 1547901 | 12/10/2015 | D/A | Indefinite | $1,904,329,740 |