Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CAIS CAPITAL LLC | 154512 | GLG European Long-Short Offshore Fund Ltd. | 1520116 | 10/30/2013 | D/A | Indefinite | $279,273,551 |
| CAIS CAPITAL LLC | 154512 | AG Corporate Credit Opportunities Fund, L.P. | 823845 | 05/06/2021 | D/A | Indefinite | $274,423,811 |
| CAIS CAPITAL LLC | 154512 | Monroe Capital Income Plus Corp | 1742313 | 08/26/2021 | D/A | Indefinite | $272,917,160 |
| CAIS CAPITAL LLC | 154512 | Alkeon Growth RJ Partners, LP | 1501156 | 10/25/2019 | D/A | Indefinite | $269,563,947 |
| CAIS CAPITAL LLC | 154512 | BLACK DIAMOND ARBITRAGE LTD. | 1460879 | 09/30/2019 | D/A | Indefinite | $268,720,727 |
| CAIS CAPITAL LLC | 154512 | AG SUPER FUND INTERNATIONAL LTD | 1014422 | 04/10/2019 | D/A | Indefinite | $252,463,679 |
| CAIS CAPITAL LLC | 154512 | ANCORA MERLIN INSTITUTIONAL, LP | 1431892 | 01/20/2023 | D/A | Indefinite | $252,098,358 |
| CAIS CAPITAL LLC | 154512 | AG Corporate Credit Opportunities Fund, L.P. | 823845 | 05/04/2017 | D/A | Indefinite | $247,780,977 |
| CAIS CAPITAL LLC | 154512 | North Rock Fund, Ltd | 1631067 | 02/14/2023 | D/A | Indefinite | $242,401,620 |
| CAIS CAPITAL LLC | 154512 | North Rock Fund, Ltd | 1631067 | 05/03/2023 | D/A | Indefinite | $242,401,620 |