Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CAIS CAPITAL LLC | 154512 | Alkeon Growth RJ Partners, LP | 1501156 | 10/23/2020 | D/A | Indefinite | $428,035,394 |
| CAIS CAPITAL LLC | 154512 | BLACK DIAMOND ARBITRAGE PARTNERS, L.P. | 1058812 | 09/29/2020 | D/A | Indefinite | $424,654,858 |
| CAIS CAPITAL LLC | 154512 | GoldenTree Select Offshore Fund, Ltd. | 1567765 | 03/13/2019 | D/A | Indefinite | $420,510,438 |
| CAIS CAPITAL LLC | 154512 | AG SUPER FUND INTERNATIONAL LTD | 1014422 | 04/10/2018 | D/A | Indefinite | $403,442,881 |
| CAIS CAPITAL LLC | 154512 | Alkeon Growth Offshore Fund, Ltd. | 1278837 | 10/23/2020 | D/A | Indefinite | $403,369,839 |
| CAIS CAPITAL LLC | 154512 | GRAHAM ALTERNATIVE INVESTMENT FUND I LLC | 1461219 | 03/29/2023 | D | Indefinite | $396,095,392 |
| CAIS CAPITAL LLC | 154512 | North Rock Fund, L.P. | 1630948 | 02/14/2023 | D/A | Indefinite | $391,468,872 |
| CAIS CAPITAL LLC | 154512 | AG SUPER FUND INTERNATIONAL LTD | 1014422 | 04/13/2017 | D/A | Indefinite | $384,963,897 |
| CAIS CAPITAL LLC | 154512 | Mosaic Real Estate Credit, LLC | 1648233 | 02/10/2021 | D/A | Indefinite | $383,475,295 |
| CAIS CAPITAL LLC | 154512 | BLACK DIAMOND ARBITRAGE PARTNERS, L.P. | 1058812 | 09/30/2019 | D/A | Indefinite | $377,557,937 |