Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CAIS CAPITAL LLC | 154512 | AG Mortgage Value Partners, L.P. | 1456169 | 04/10/2018 | D/A | Indefinite | $636,418,591 |
| CAIS CAPITAL LLC | 154512 | AG Mortgage Value Partners, L.P. | 1456169 | 01/28/2019 | D/A | Indefinite | $636,418,591 |
| CAIS CAPITAL LLC | 154512 | AG Mortgage Value Partners, L.P. | 1456169 | 05/14/2019 | D/A | Indefinite | $636,418,591 |
| CAIS CAPITAL LLC | 154512 | AG SUPER FUND LP | 901259 | 04/05/2023 | D/A | Indefinite | $634,287,895 |
| CAIS CAPITAL LLC | 154512 | AG Mortgage Value Partners, Ltd. | 1458580 | 04/13/2017 | D/A | Indefinite | $628,258,898 |
| CAIS CAPITAL LLC | 154512 | ATLAS GLOBAL INVESTMENTS LTD | 1373876 | 03/26/2019 | D/A | Indefinite | $611,501,773 |
| CAIS CAPITAL LLC | 154512 | Alkeon Growth PW Partners, LP | 1501157 | 10/25/2019 | D/A | Indefinite | $611,397,019 |
| CAIS CAPITAL LLC | 154512 | Alkeon Growth Partners II, LP | 1496174 | 10/25/2019 | D/A | Indefinite | $577,776,419 |
| CAIS CAPITAL LLC | 154512 | ATLAS GLOBAL LLC | 1373875 | 04/01/2015 | D/A | Indefinite | $577,111,665 |
| CAIS CAPITAL LLC | 154512 | Alkeon Growth RJ Partners, LP | 1501156 | 10/21/2022 | D/A | Indefinite | $564,959,056 |