Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CAIS CAPITAL LLC | 154512 | MAVERICK FUND LTD | 1043759 | 03/24/2023 | D/A | Indefinite | $1,227,640,888 |
| CAIS CAPITAL LLC | 154512 | MAVERICK FUND LTD | 1043759 | 03/25/2021 | D/A | Indefinite | $1,227,115,888 |
| CAIS CAPITAL LLC | 154512 | Alkeon Growth PW Partners, LP | 1501157 | 10/21/2022 | D/A | Indefinite | $1,225,213,556 |
| CAIS CAPITAL LLC | 154512 | ICG Strategic Equity Fund III (Offshore) LP | 1757156 | 01/31/2020 | D/A | $1,220,700,000 | $1,220,700,000 |
| CAIS CAPITAL LLC | 154512 | AG Mortgage Value Partners, L.P. | 1456169 | 04/10/2019 | D/A | Indefinite | $1,208,677,233 |
| CAIS CAPITAL LLC | 154512 | MAVERICK FUND LTD | 1043759 | 03/25/2020 | D/A | Indefinite | $1,208,213,856 |
| CAIS CAPITAL LLC | 154512 | Alkeon Growth Partners, LP | 1278834 | 10/25/2019 | D/A | Indefinite | $1,196,279,566 |
| CAIS CAPITAL LLC | 154512 | Alkeon Growth PW Partners, LP | 1501157 | 10/22/2021 | D/A | Indefinite | $1,194,516,556 |
| CAIS CAPITAL LLC | 154512 | Alkeon Growth Partners II, LP | 1496174 | 10/22/2021 | D/A | Indefinite | $1,182,403,587 |
| CAIS CAPITAL LLC | 154512 | MAVERICK FUND LTD | 1043759 | 03/25/2019 | D/A | Indefinite | $1,166,113,856 |