Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CAIS CAPITAL LLC | 154512 | CV QOZ Partners A-4, LP | 1791658 | 10/30/2019 | D | Indefinite | $5,025,853 |
| CAIS CAPITAL LLC | 154512 | CV QOZ Partners A-3, LP | 1791659 | 10/30/2019 | D | Indefinite | $5,025,853 |
| CAIS CAPITAL LLC | 154512 | CIM Epic II QOF, L.P. | 1871580 | 07/09/2021 | D | Indefinite | $4,878,500 |
| CAIS CAPITAL LLC | 154512 | CV QOZ Partners B-6, LP | 1797656 | 12/27/2019 | D | Indefinite | $4,220,807 |
| CAIS CAPITAL LLC | 154512 | CV QOZ Partners A-6, LP | 1791656 | 10/30/2019 | D | Indefinite | $3,367,322 |
| CAIS CAPITAL LLC | 154512 | CV QOZ Partners B-7, LP | 1797657 | 12/27/2019 | D | Indefinite | $2,264,260 |
| CAIS CAPITAL LLC | 154512 | CV QOZ Partners Series F, LP | 1973568 | 04/14/2023 | D | Indefinite | $1,619,299 |
| CAIS CAPITAL LLC | 154512 | CV QOZ Partners B-8, LP | 1797660 | 12/27/2019 | D | Indefinite | $1,055,202 |
| CAIS CAPITAL LLC | 154512 | Whippoorwill Loan Opportunity Fund, L.P. | 1603612 | 03/26/2014 | D | Indefinite | $1,000,000 |
| CAIS CAPITAL LLC | 154512 | Whippoorwill Credit Opportunity Fund, L.P. | 1591624 | 01/21/2014 | D | Indefinite | $100,000 |