Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CAIS CAPITAL LLC | 154512 | MOSAIC REAL ESTATE CREDIT TE, LLC | 1686215 | 10/11/2016 | D | Indefinite | $12,750,000 |
| CAIS CAPITAL LLC | 154512 | CV QOZ Partners B-3, LP | 1797654 | 12/27/2019 | D | Indefinite | $10,552,018 |
| CAIS CAPITAL LLC | 154512 | Monroe Capital Income Plus Corp | 1742313 | 01/30/2019 | D | Indefinite | $10,176,000 |
| CAIS CAPITAL LLC | 154512 | CV QOZ Partners A-2, LP | 1791660 | 10/30/2019 | D | Indefinite | $10,051,706 |
| CAIS CAPITAL LLC | 154512 | CV QOZ Partners B-4, LP | 1797658 | 12/27/2019 | D | Indefinite | $8,441,614 |
| CAIS CAPITAL LLC | 154512 | CV QOZ Partners B-5, LP | 1797722 | 12/27/2019 | D | Indefinite | $8,121,036 |
| CAIS CAPITAL LLC | 154512 | CV QOZ Partners Series D, LP | 1857509 | 04/16/2021 | D | Indefinite | $7,917,000 |
| CAIS CAPITAL LLC | 154512 | BlueMountain CAIS CA Ltd. | 1598413 | 11/30/2015 | D | Indefinite | $7,302,316 |
| CAIS CAPITAL LLC | 154512 | Monroe Capital Private Credit Fund II (Ireland) ICAV Leveraged Fund | 1672434 | 04/22/2016 | D | $250,000,000 | $5,807,900 |
| CAIS CAPITAL LLC | 154512 | CV QOZ Partners A-5, LP | 1791657 | 10/30/2019 | D | Indefinite | $5,025,853 |