Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CAIS CAPITAL LLC | 154512 | GoldenTree Partners, L.P. | 1407218 | 03/14/2019 | D/A | Indefinite | $1,843,468,976 |
| CAIS CAPITAL LLC | 154512 | GoldenTree Partners, L.P. | 1407218 | 03/14/2018 | D/A | Indefinite | $1,843,068,976 |
| CAIS CAPITAL LLC | 154512 | GoldenTree Partners, L.P. | 1407218 | 03/14/2017 | D/A | Indefinite | $1,841,368,976 |
| CAIS CAPITAL LLC | 154512 | ICG Strategic Equity Fund III LP | 1757157 | 01/31/2020 | D/A | $1,816,041,763 | $1,816,041,763 |
| CAIS CAPITAL LLC | 154512 | GoldenTree Partners, L.P. | 1407218 | 03/14/2016 | D/A | Indefinite | $1,806,405,488 |
| CAIS CAPITAL LLC | 154512 | GoldenTree Partners, L.P. | 1407218 | 03/13/2015 | D/A | Indefinite | $1,725,778,225 |
| CAIS CAPITAL LLC | 154512 | Bain Capital Specialty Finance, Inc. | 1655050 | 10/17/2018 | D/A | Indefinite | $1,632,067,243 |
| CAIS CAPITAL LLC | 154512 | CIM Opportunity Zone Fund, L.P. | 1765107 | 03/15/2023 | D/A | Indefinite | $1,628,289,758 |
| CAIS CAPITAL LLC | 154512 | AG Mortgage Value Partners, Ltd. | 1458580 | 04/12/2021 | D/A | Indefinite | $1,625,688,788 |
| CAIS CAPITAL LLC | 154512 | WEATHERLOW OFFSHORE FUND II LTD | 1274829 | 05/11/2023 | D/A | Indefinite | $1,569,052,423 |