Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CAIS CAPITAL LLC | 154512 | Monroe Capital Private Credit Fund II (CAIS) LP | 1643497 | 10/01/2015 | D/A | $600,000,000 | $26,265,000 |
| CAIS CAPITAL LLC | 154512 | BTG Pactual Rates Fund, LLC | 1672044 | 02/03/2022 | D/A | Indefinite | $25,044,361 |
| CAIS CAPITAL LLC | 154512 | Galaxy Crypto Index Fund, L.P. | 1746733 | 07/19/2022 | D/A | Indefinite | $21,191,050 |
| CAIS CAPITAL LLC | 154512 | North Rock Fund, Ltd | 1631067 | 02/14/2020 | D/A | Indefinite | $19,749,309 |
| CAIS CAPITAL LLC | 154512 | BTG Pactual Rates Fund, LLC | 1672044 | 02/04/2021 | D/A | Indefinite | $18,677,361 |
| CAIS CAPITAL LLC | 154512 | Monroe Capital Private Credit Fund II (CAIS) LP | 1643497 | 07/17/2015 | D/A | $600,000,000 | $14,915,000 |
| CAIS CAPITAL LLC | 154512 | BlueMountain CAIS CA Ltd. | 1598413 | 07/16/2018 | D/A | Indefinite | $13,825,656 |
| CAIS CAPITAL LLC | 154512 | BlueMountain CAIS CA Ltd. | 1598413 | 07/15/2019 | D/A | Indefinite | $13,825,656 |
| CAIS CAPITAL LLC | 154512 | BlueMountain CAIS CA Ltd. | 1598413 | 07/14/2017 | D/A | Indefinite | $13,725,656 |
| CAIS CAPITAL LLC | 154512 | BlueMountain CAIS CA Ltd. | 1598413 | 07/15/2016 | D/A | Indefinite | $10,150,111 |