Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CAIS CAPITAL LLC | 154512 | ATLAS GLOBAL LLC | 1373875 | 04/01/2020 | D/A | Indefinite | $39,796,501 |
| CAIS CAPITAL LLC | 154512 | Ancora Merlin Institutional, Ltd. | 1695701 | 01/20/2023 | D/A | Indefinite | $39,594,791 |
| CAIS CAPITAL LLC | 154512 | GLG European Long-Short Fund LP | 1551784 | 06/13/2013 | D/A | Indefinite | $37,979,775 |
| CAIS CAPITAL LLC | 154512 | ATLAS GLOBAL LLC | 1373875 | 03/29/2022 | D/A | Indefinite | $37,105,484 |
| CAIS CAPITAL LLC | 154512 | EJF Income Fund Offshore, Ltd. | 1566471 | 03/20/2023 | D/A | Indefinite | $35,309,718 |
| CAIS CAPITAL LLC | 154512 | Related Opportunity Zone Fund III, LP | 1931473 | 06/16/2023 | D/A | $200,000,000 | $35,143,788 |
| CAIS CAPITAL LLC | 154512 | BTG Pactual Rates Fund, LLC | 1672044 | 01/31/2023 | D/A | Indefinite | $33,269,361 |
| CAIS CAPITAL LLC | 154512 | BTG Pactual Global Rates Fund, LLC | 1489605 | 02/04/2021 | D/A | Indefinite | $31,921,920 |
| CAIS CAPITAL LLC | 154512 | Monroe Capital Income Plus Corp | 1742313 | 04/11/2019 | D/A | Indefinite | $29,106,000 |
| CAIS CAPITAL LLC | 154512 | Ancora Catalyst Institutional, Ltd. | 1695691 | 01/20/2023 | D/A | Indefinite | $26,967,075 |