Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CAIS CAPITAL LLC | 154512 | MOSAIC REAL ESTATE CREDIT TE, LLC | 1686215 | 02/13/2019 | D/A | Indefinite | $96,221,558 |
| CAIS CAPITAL LLC | 154512 | Alkeon Growth Offshore Fund II, Ltd. | 1503462 | 10/23/2020 | D/A | Indefinite | $94,949,745 |
| CAIS CAPITAL LLC | 154512 | BTG Pactual Rates Fund, Ltd. | 1706936 | 02/03/2022 | D/A | Indefinite | $91,674,250 |
| CAIS CAPITAL LLC | 154512 | GLG European Long-Short Fund LP | 1551784 | 12/11/2013 | D/A | Indefinite | $89,455,000 |
| CAIS CAPITAL LLC | 154512 | Monroe Capital Income Plus Corp | 1742313 | 01/10/2020 | D/A | Indefinite | $88,592,410 |
| CAIS CAPITAL LLC | 154512 | Galaxy Bitcoin Fund LP | 1794448 | 02/23/2023 | D/A | Indefinite | $87,405,606 |
| CAIS CAPITAL LLC | 154512 | Galaxy Bitcoin Fund LP | 1794448 | 04/07/2022 | D/A | Indefinite | $80,755,875 |
| CAIS CAPITAL LLC | 154512 | BlueMountain CAIS CA L.P. | 1598415 | 07/14/2017 | D/A | Indefinite | $77,741,763 |
| CAIS CAPITAL LLC | 154512 | BlueMountain CAIS CA L.P. | 1598415 | 07/16/2018 | D/A | Indefinite | $77,741,763 |
| CAIS CAPITAL LLC | 154512 | BlueMountain CAIS CA L.P. | 1598415 | 07/15/2019 | D/A | Indefinite | $77,741,763 |