Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CAIS CAPITAL LLC | 154512 | ASCEND PARTNERS FUND I LP | 1121653 | 01/16/2015 | D/A | Indefinite | $122,862,444 |
| CAIS CAPITAL LLC | 154512 | ASCEND PARTNERS FUND I LP | 1121653 | 01/16/2014 | D/A | Indefinite | $121,572,024 |
| CAIS CAPITAL LLC | 154512 | EJF Income Fund, LP | 1465637 | 03/20/2023 | D/A | Indefinite | $115,435,057 |
| CAIS CAPITAL LLC | 154512 | Monroe Capital Income Plus Corp | 1742313 | 08/19/2020 | D/A | Indefinite | $113,246,660 |
| CAIS CAPITAL LLC | 154512 | Galaxy Institutional Bitcoin Fund LP | 1794446 | 02/23/2023 | D/A | Indefinite | $111,975,958 |
| CAIS CAPITAL LLC | 154512 | GLG European Long-Short Fund LP | 1551784 | 01/27/2014 | D/A | Indefinite | $108,280,000 |
| CAIS CAPITAL LLC | 154512 | Galaxy Institutional Bitcoin Fund LP | 1794446 | 04/07/2022 | D/A | Indefinite | $108,160,755 |
| CAIS CAPITAL LLC | 154512 | Monroe Capital Income Plus Corp | 1742313 | 05/19/2020 | D/A | Indefinite | $103,278,660 |
| CAIS CAPITAL LLC | 154512 | North Rock Fund, L.P. | 1630948 | 02/12/2021 | D/A | Indefinite | $102,929,308 |
| CAIS CAPITAL LLC | 154512 | AG SUPER FUND INTERNATIONAL LTD | 1014422 | 04/12/2023 | D/A | Indefinite | $100,285,851 |