Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CAIS CAPITAL LLC | 154512 | BTG Pactual Rates Fund, Ltd. | 1706936 | 02/03/2023 | D/A | Indefinite | $134,260,800 |
| CAIS CAPITAL LLC | 154512 | Monroe Capital Income Plus Corp | 1742313 | 11/23/2020 | D/A | Indefinite | $133,100,660 |
| CAIS CAPITAL LLC | 154512 | ASCEND PARTNERS FUND I, LTD. | 1140329 | 01/12/2017 | D/A | Indefinite | $132,484,006 |
| CAIS CAPITAL LLC | 154512 | ASCEND PARTNERS FUND I, LTD. | 1140329 | 01/19/2016 | D/A | Indefinite | $132,058,887 |
| CAIS CAPITAL LLC | 154512 | ASCEND PARTNERS FUND I, LTD. | 1140329 | 01/15/2015 | D/A | Indefinite | $131,123,801 |
| CAIS CAPITAL LLC | 154512 | GLG European Long-Short Fund LP | 1551784 | 03/13/2014 | D/A | Indefinite | $131,030,000 |
| CAIS CAPITAL LLC | 154512 | Mosaic Real Estate Credit, LLC | 1648233 | 07/19/2017 | D/A | Indefinite | $131,013,766 |
| CAIS CAPITAL LLC | 154512 | ASCEND PARTNERS FUND I, LTD. | 1140329 | 01/16/2014 | D/A | Indefinite | $130,572,529 |
| CAIS CAPITAL LLC | 154512 | ASCEND PARTNERS FUND I LP | 1121653 | 01/19/2016 | D/A | Indefinite | $122,962,444 |
| CAIS CAPITAL LLC | 154512 | ASCEND PARTNERS FUND I LP | 1121653 | 01/12/2017 | D/A | Indefinite | $122,962,444 |