Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CAIS CAPITAL LLC | 154512 | Monroe Capital Private Credit (Cayman) Feeder Fund IV LP | 1806650 | 10/19/2021 | D/A | Indefinite | $182,761,000 |
| CAIS CAPITAL LLC | 154512 | Alkeon Growth Offshore Fund II, Ltd. | 1503462 | 10/21/2022 | D/A | Indefinite | $181,422,431 |
| CAIS CAPITAL LLC | 154512 | Alkeon Growth Offshore Fund II, Ltd. | 1503462 | 10/22/2021 | D/A | Indefinite | $172,094,561 |
| CAIS CAPITAL LLC | 154512 | GLG European Long-Short Offshore Fund Ltd. | 1520116 | 05/15/2013 | D/A | Indefinite | $169,183,295 |
| CAIS CAPITAL LLC | 154512 | MOSAIC REAL ESTATE CREDIT TE, LLC | 1686215 | 02/10/2021 | D/A | Indefinite | $163,189,753 |
| CAIS CAPITAL LLC | 154512 | Ancora Catalyst Institutional, LP | 1620142 | 01/20/2023 | D/A | Indefinite | $160,100,564 |
| CAIS CAPITAL LLC | 154512 | AG SUPER FUND INTERNATIONAL LTD | 1014422 | 04/12/2022 | D/A | Indefinite | $156,283,457 |
| CAIS CAPITAL LLC | 154512 | North Rock Fund, Ltd | 1631067 | 02/15/2022 | D/A | Indefinite | $152,223,558 |
| CAIS CAPITAL LLC | 154512 | KKR Opportunities (TE) Feeder II L.P. | 1887734 | 11/04/2022 | D/A | Indefinite | $150,000,000 |
| CAIS CAPITAL LLC | 154512 | MOSAIC REAL ESTATE CREDIT TE, LLC | 1686215 | 02/13/2020 | D/A | Indefinite | $142,110,186 |