Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CAIS CAPITAL LLC | 154512 | North Rock Fund, Ltd | 1631067 | 02/14/2023 | D/A | Indefinite | $242,401,620 |
| CAIS CAPITAL LLC | 154512 | North Rock Fund, Ltd | 1631067 | 05/03/2023 | D/A | Indefinite | $242,401,620 |
| CAIS CAPITAL LLC | 154512 | AG SUPER FUND INTERNATIONAL LTD | 1014422 | 04/10/2020 | D/A | Indefinite | $241,514,841 |
| CAIS CAPITAL LLC | 154512 | AG Corporate Credit Opportunities Fund, L.P. | 823845 | 05/03/2018 | D/A | Indefinite | $241,311,705 |
| CAIS CAPITAL LLC | 154512 | Mosaic Real Estate Credit, LLC | 1648233 | 02/13/2019 | D/A | Indefinite | $238,790,769 |
| CAIS CAPITAL LLC | 154512 | Monroe Capital Private Credit (Delaware) Feeder Fund IV LP | 1806648 | 10/19/2021 | D/A | Indefinite | $238,250,000 |
| CAIS CAPITAL LLC | 154512 | GoldenTree Select Partners, L.P. | 1567764 | 03/13/2020 | D/A | Indefinite | $238,090,869 |
| CAIS CAPITAL LLC | 154512 | Alkeon Growth Offshore Fund, Ltd. | 1278837 | 10/25/2019 | D/A | Indefinite | $235,352,313 |
| CAIS CAPITAL LLC | 154512 | BLACK DIAMOND ARBITRAGE LTD. | 1460879 | 03/08/2019 | D/A | Indefinite | $233,489,727 |
| CAIS CAPITAL LLC | 154512 | AG Corporate Credit Opportunities Fund, L.P. | 823845 | 05/02/2019 | D/A | Indefinite | $228,967,851 |