Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CAIS CAPITAL LLC | 154512 | GLG European Long-Short Offshore Fund Ltd. | 1520116 | 04/10/2014 | D/A | Indefinite | $304,498,551 |
| CAIS CAPITAL LLC | 154512 | GLG European Long-Short Offshore Fund Ltd. | 1520116 | 05/19/2014 | D/A | Indefinite | $304,498,551 |
| CAIS CAPITAL LLC | 154512 | GLG European Long-Short Offshore Fund Ltd. | 1520116 | 06/25/2014 | D/A | Indefinite | $304,498,551 |
| CAIS CAPITAL LLC | 154512 | GLG European Long-Short Offshore Fund Ltd. | 1520116 | 07/15/2014 | D/A | Indefinite | $304,498,551 |
| CAIS CAPITAL LLC | 154512 | CIM Opportunity Zone Fund, L.P. | 1765107 | 12/31/2020 | D/A | Indefinite | $303,595,526 |
| CAIS CAPITAL LLC | 154512 | Carlyle Renewable & Sustainable Energy Fund, S.C.Sp | 1792361 | 08/17/2021 | D/A | Indefinite | $297,780,000 |
| CAIS CAPITAL LLC | 154512 | BLACK DIAMOND ARBITRAGE LTD. | 1460879 | 09/29/2021 | D/A | Indefinite | $296,765,321 |
| CAIS CAPITAL LLC | 154512 | GLG European Long-Short Offshore Fund Ltd. | 1520116 | 03/13/2014 | D/A | Indefinite | $295,148,551 |
| CAIS CAPITAL LLC | 154512 | ATLAS GLOBAL LLC | 1373875 | 04/01/2014 | D/A | Indefinite | $287,345,576 |
| CAIS CAPITAL LLC | 154512 | BLACK DIAMOND ARBITRAGE LTD. | 1460879 | 09/29/2020 | D/A | Indefinite | $286,950,727 |