Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CAIS CAPITAL LLC | 154512 | Mosaic Real Estate Credit, LLC | 1648233 | 02/13/2020 | D/A | Indefinite | $341,128,433 |
| CAIS CAPITAL LLC | 154512 | BLACK DIAMOND ARBITRAGE PARTNERS, L.P. | 1058812 | 03/08/2019 | D/A | Indefinite | $331,585,347 |
| CAIS CAPITAL LLC | 154512 | KKR Asset-Based Finance Partners (EEA) SCSp | 1817616 | 09/07/2021 | D/A | Indefinite | $323,000,000 |
| CAIS CAPITAL LLC | 154512 | GLG European Long-Short Offshore Fund Ltd. | 1520116 | 12/30/2016 | D/A | Indefinite | $322,138,551 |
| CAIS CAPITAL LLC | 154512 | GLG European Long-Short Offshore Fund Ltd. | 1520116 | 07/15/2013 | D/A | Indefinite | $321,099,684 |
| CAIS CAPITAL LLC | 154512 | GLG European Long-Short Offshore Fund Ltd. | 1520116 | 12/30/2015 | D/A | Indefinite | $319,638,551 |
| CAIS CAPITAL LLC | 154512 | GLG European Long-Short Offshore Fund Ltd. | 1520116 | 10/15/2014 | D/A | Indefinite | $316,638,551 |
| CAIS CAPITAL LLC | 154512 | GLG European Long-Short Offshore Fund Ltd. | 1520116 | 12/30/2014 | D/A | Indefinite | $316,638,551 |
| CAIS CAPITAL LLC | 154512 | GLG European Long-Short Offshore Fund Ltd. | 1520116 | 09/11/2014 | D/A | Indefinite | $311,498,551 |
| CAIS CAPITAL LLC | 154512 | GLG European Long-Short Offshore Fund Ltd. | 1520116 | 08/19/2014 | D/A | Indefinite | $310,998,551 |