Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CAIS CAPITAL LLC | 154512 | Ascend Partners Fund II BPO, Ltd. | 1366848 | 01/16/2014 | D/A | Indefinite | $898,619,603 |
| CAIS CAPITAL LLC | 154512 | Ascend Partners Fund II BPO, Ltd. | 1366848 | 01/16/2015 | D/A | Indefinite | $898,619,603 |
| CAIS CAPITAL LLC | 154512 | ATLAS GLOBAL INVESTMENTS LTD | 1373876 | 03/26/2013 | D/A | Indefinite | $891,428,703 |
| CAIS CAPITAL LLC | 154512 | AG Mortgage Value Partners, Ltd. | 1458580 | 04/10/2019 | D/A | Indefinite | $887,167,276 |
| CAIS CAPITAL LLC | 154512 | Alkeon Growth Offshore Fund, Ltd. | 1278837 | 10/21/2022 | D/A | Indefinite | $860,844,966 |
| CAIS CAPITAL LLC | 154512 | GoldenTree Select Partners, L.P. | 1567764 | 03/10/2023 | D/A | Indefinite | $859,573,159 |
| CAIS CAPITAL LLC | 154512 | Davidson Kempner Opportunities Fund VI LP | 1897154 | 05/18/2023 | D/A | Indefinite | $857,812,900 |
| CAIS CAPITAL LLC | 154512 | GoldenTree Select Offshore Fund, Ltd. | 1567765 | 03/11/2022 | D/A | Indefinite | $824,678,234 |
| CAIS CAPITAL LLC | 154512 | Alkeon Growth Offshore Fund, Ltd. | 1278837 | 10/22/2021 | D/A | Indefinite | $821,245,442 |
| CAIS CAPITAL LLC | 154512 | Fore Multi Strategy Offshore Fund, Ltd. | 1459928 | 10/03/2012 | D/A | Indefinite | $814,268,137 |