Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CAIS CAPITAL LLC | 154512 | ATLAS GLOBAL INVESTMENTS LTD | 1373876 | 03/24/2017 | D/A | Indefinite | $966,679,246 |
| CAIS CAPITAL LLC | 154512 | GoldenTree Offshore Fund, Ltd. | 1382784 | 03/14/2016 | D/A | Indefinite | $966,012,631 |
| CAIS CAPITAL LLC | 154512 | Alkeon Growth PW Partners, LP | 1501157 | 10/23/2020 | D/A | Indefinite | $957,543,606 |
| CAIS CAPITAL LLC | 154512 | Ascend Partners Fund II BPO, Ltd. | 1366848 | 01/19/2016 | D/A | Indefinite | $947,119,603 |
| CAIS CAPITAL LLC | 154512 | ATLAS GLOBAL INVESTMENTS LTD | 1373876 | 03/24/2016 | D/A | Indefinite | $946,658,413 |
| CAIS CAPITAL LLC | 154512 | Monroe Capital Income Plus Corp | 1742313 | 05/30/2023 | D/A | Indefinite | $943,887,119 |
| CAIS CAPITAL LLC | 154512 | GoldenTree Offshore Fund, Ltd. | 1382784 | 03/13/2015 | D/A | Indefinite | $931,000,881 |
| CAIS CAPITAL LLC | 154512 | PAULSON PARTNERS LP | 1010291 | 03/17/2017 | D/A | Indefinite | $929,602,451 |
| CAIS CAPITAL LLC | 154512 | PAULSON PARTNERS LP | 1010291 | 03/17/2016 | D/A | Indefinite | $925,801,744 |
| CAIS CAPITAL LLC | 154512 | Alkeon Growth Partners II, LP | 1496174 | 10/23/2020 | D/A | Indefinite | $898,770,714 |