Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CAIS CAPITAL LLC | 154512 | North Rock Fund, L.P. | 1630948 | 02/14/2020 | D/A | Indefinite | $76,889,545 |
| CAIS CAPITAL LLC | 154512 | Galaxy Institutional Ethereum Fund, LTD | 1848660 | 07/19/2022 | D/A | Indefinite | $75,628,969 |
| CAIS CAPITAL LLC | 154512 | BlueMountain CAIS CA L.P. | 1598415 | 07/15/2016 | D/A | Indefinite | $75,506,796 |
| CAIS CAPITAL LLC | 154512 | BlueMountain CAIS CA L.P. | 1598415 | 11/30/2015 | D | Indefinite | $70,602,391 |
| CAIS CAPITAL LLC | 154512 | ATLAS GLOBAL LLC | 1373875 | 04/03/2019 | D/A | Indefinite | $70,287,144 |
| CAIS CAPITAL LLC | 154512 | Monroe Capital Income Plus Corp | 1742313 | 10/16/2019 | D/A | Indefinite | $68,224,000 |
| CAIS CAPITAL LLC | 154512 | GLG European Long-Short Fund LP | 1551784 | 10/30/2013 | D/A | Indefinite | $65,805,000 |
| CAIS CAPITAL LLC | 154512 | North Rock Fund, Ltd | 1631067 | 02/12/2021 | D/A | Indefinite | $64,792,428 |
| CAIS CAPITAL LLC | 154512 | Mosaic Real Estate Credit, LLC | 1648233 | 07/15/2016 | D/A | Indefinite | $60,983,687 |
| CAIS CAPITAL LLC | 154512 | CMMTP-2, L.P. | 1837410 | 10/05/2021 | D/A | Indefinite | $60,220,000 |