Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CAIS CAPITAL LLC | 154512 | Related Opportunity Zone Fund III, LP | 1931473 | 06/16/2023 | D/A | $200,000,000 | $35,143,788 |
| CAIS CAPITAL LLC | 154512 | BTG Pactual Rates Fund, LLC | 1672044 | 01/31/2023 | D/A | Indefinite | $33,269,361 |
| CAIS CAPITAL LLC | 154512 | BTG Pactual Global Rates Fund, LLC | 1489605 | 02/04/2021 | D/A | Indefinite | $31,921,920 |
| CAIS CAPITAL LLC | 154512 | Monroe Capital Private Credit Fund III (CAIS) LP | 1730353 | 02/09/2018 | D | $800,000,000 | $29,625,000 |
| CAIS CAPITAL LLC | 154512 | Monroe Capital Income Plus Corp | 1742313 | 04/11/2019 | D/A | Indefinite | $29,106,000 |
| CAIS CAPITAL LLC | 154512 | Ancora Catalyst Institutional, Ltd. | 1695691 | 01/20/2023 | D/A | Indefinite | $26,967,075 |
| CAIS CAPITAL LLC | 154512 | Monroe Capital Private Credit Fund II (CAIS) LP | 1643497 | 10/01/2015 | D/A | $600,000,000 | $26,265,000 |
| CAIS CAPITAL LLC | 154512 | BTG Pactual Rates Fund, LLC | 1672044 | 02/03/2022 | D/A | Indefinite | $25,044,361 |