Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CAIS CAPITAL LLC | 154512 | MOSAIC REAL ESTATE CREDIT TE, LLC | 1686215 | 02/13/2020 | D/A | Indefinite | $142,110,186 |
| CAIS CAPITAL LLC | 154512 | GLG European Long-Short Fund LP | 1551784 | 05/12/2014 | D/A | Indefinite | $141,972,000 |
| CAIS CAPITAL LLC | 154512 | GLG European Long-Short Fund LP | 1551784 | 06/25/2014 | D/A | Indefinite | $141,972,000 |
| CAIS CAPITAL LLC | 154512 | GLG European Long-Short Fund LP | 1551784 | 07/15/2014 | D/A | Indefinite | $141,972,000 |
| CAIS CAPITAL LLC | 154512 | GLG European Long-Short Fund LP | 1551784 | 08/19/2014 | D/A | Indefinite | $141,972,000 |
| CAIS CAPITAL LLC | 154512 | GLG European Long-Short Fund LP | 1551784 | 12/01/2014 | D/A | Indefinite | $141,972,000 |
| CAIS CAPITAL LLC | 154512 | GLG European Long-Short Fund LP | 1551784 | 01/15/2015 | D/A | Indefinite | $141,972,000 |
| CAIS CAPITAL LLC | 154512 | GLG European Long-Short Fund LP | 1551784 | 01/15/2016 | D/A | Indefinite | $141,972,000 |
| CAIS CAPITAL LLC | 154512 | Benefit Street Partners Realty Trust, Inc. | 1562528 | 02/22/2019 | D/A | $400,000,000 | $141,845,000 |
| CAIS CAPITAL LLC | 154512 | Galaxy Institutional Bitcoin Fund, Ltd. | 1794447 | 07/19/2022 | D/A | Indefinite | $138,605,516 |