Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CAIS CAPITAL LLC | 154512 | CIM Opportunity Zone Fund, L.P. | 1765107 | 12/31/2019 | D/A | $5,000,000,000 | $225,876,354 |
| CAIS CAPITAL LLC | 154512 | Monroe Capital Fund SCSp SICAV-RAIF - Private Credit Fund III | 1760101 | 11/29/2018 | D | $493,455,000 | $221,030,000 |
| CAIS CAPITAL LLC | 154512 | Monroe Capital Income Plus Corp | 1742313 | 05/24/2021 | D/A | Indefinite | $212,276,660 |
| CAIS CAPITAL LLC | 154512 | Benefit Street Partners Realty Trust, Inc. | 1562528 | 02/21/2020 | D/A | $400,000,000 | $211,844,190 |
| CAIS CAPITAL LLC | 154512 | GoldenTree Select Partners, L.P. | 1567764 | 03/13/2019 | D/A | Indefinite | $206,733,869 |
| CAIS CAPITAL LLC | 154512 | AG Corporate Credit Opportunities Fund, L.P. | 823845 | 05/06/2020 | D/A | Indefinite | $203,357,609 |
| CAIS CAPITAL LLC | 154512 | AG SUPER FUND INTERNATIONAL LTD | 1014422 | 04/12/2021 | D/A | Indefinite | $194,858,262 |
| CAIS CAPITAL LLC | 154512 | KKR Asset-Based Finance Partners L.P. | 1817617 | 09/07/2021 | D/A | Indefinite | $193,250,000 |
| CAIS CAPITAL LLC | 154512 | BTG Pactual Global Rates Fund, Ltd. | 1489606 | 02/04/2021 | D/A | Indefinite | $191,907,300 |
| CAIS CAPITAL LLC | 154512 | CMMTP-2, L.P. | 1837410 | 10/05/2022 | D/A | Indefinite | $183,492,138 |