Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| SATURN CAPITAL, INC. | 15412 | THIRD POLE, INC. | 1661812 | 02/24/2021 | D/A | Indefinite | $19,941,871 |
| SATURN CAPITAL, INC. | 15412 | Knopp Biosciences LLC | 1497598 | 03/02/2017 | D/A | $23,283,527 | $17,449,297 |
| SATURN CAPITAL, INC. | 15412 | Knopp Biosciences LLC | 1497598 | 12/28/2016 | D/A | $20,175,313 | $17,154,649 |
| SATURN CAPITAL, INC. | 15412 | Third Pole, Inc. | 1661812 | 01/16/2018 | D/A | $14,000,000 | $13,750,000 |
| SATURN CAPITAL, INC. | 15412 | Knopp Biosciences LLC | 1497598 | 03/02/2020 | D/A | $26,000,000 | $12,719,711 |
| SATURN CAPITAL, INC. | 15412 | Knopp Biosciences LLC | 1497598 | 10/27/2020 | D/A | $26,018,321 | $12,608,668 |
| SATURN CAPITAL, INC. | 15412 | THIRD POLE, INC. | 1661812 | 03/19/2019 | D | Indefinite | $12,549,903 |
| SATURN CAPITAL, INC. | 15412 | THIRD POLE, INC. | 1661812 | 02/28/2020 | D/A | Indefinite | $12,549,903 |
| SATURN CAPITAL, INC. | 15412 | Knopp Biosciences LLC | 1497598 | 02/16/2016 | D/A | $12,766,372 | $12,499,813 |
| SATURN CAPITAL, INC. | 15412 | Knopp Biosciences LLC | 1497598 | 05/25/2016 | D/A | $17,766,372 | $12,499,813 |