Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| AEGIS CAPITAL CORP. | 15007 | Tech Insight Partners LLC - Series C | 1809294 | 04/22/2020 | D | $12,100,000 | $0 |
| AEGIS CAPITAL CORP. | 15007 | Aegis Special Situations Fund LLC - Series Medtech II | 1827361 | 10/16/2020 | D | $12,000,000 | $0 |
| AEGIS CAPITAL CORP. | 15007 | Aegis Special Situations Fund, LLC - Series Education II | 1827682 | 10/16/2020 | D | $12,000,000 | $0 |
| AEGIS CAPITAL CORP. | 15007 | SciSparc Ltd./ADR | 1611746 | 03/09/2021 | D | $3,873,031 | $0 |
| AEGIS CAPITAL CORP. | 15007 | Brook Bay Secondaries Fund II LP | 1650067 | 08/05/2015 | D | $75,000,000 | $0 |