Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| AEGIS CAPITAL CORP. | 15007 | Devonian Acquisition Corp | 1572614 | 04/09/2013 | D | $2,132,000 | $2,132,000 |
| AEGIS CAPITAL CORP. | 15007 | BOLDFACE GROUP, INC. | 1423107 | 12/31/2012 | D | $3,000,000 | $2,000,000 |
| AEGIS CAPITAL CORP. | 15007 | Aquyre Biosciences Inc | 1887377 | 03/09/2022 | D | $2,000,000 | $2,000,000 |
| AEGIS CAPITAL CORP. | 15007 | SOLIGENIX, INC. | 812796 | 11/08/2017 | D | $1,964,000 | $1,964,000 |
| AEGIS CAPITAL CORP. | 15007 | DUOS TECHNOLOGIES GROUP, INC. | 1396536 | 04/20/2016 | D | $1,800,000 | $1,800,000 |
| AEGIS CAPITAL CORP. | 15007 | Aegis Special Situations QP Fund LLC - Series Medtech VI | 1899586 | 12/15/2021 | D | $9,000,000 | $1,790,000 |
| AEGIS CAPITAL CORP. | 15007 | Rosetta Genomics Ltd. | 1362959 | 02/09/2012 | D | $1,750,000 | $1,750,000 |
| AEGIS CAPITAL CORP. | 15007 | Aegis Special Situations QP Fund LLC - Series Medtech VIII | 1928800 | 05/13/2022 | D | $7,000,000 | $1,695,000 |
| AEGIS CAPITAL CORP. | 15007 | LabStyle Innovations Corp. | 1533998 | 04/12/2013 | D | $10,000,000 | $1,675,000 |
| AEGIS CAPITAL CORP. | 15007 | xG TECHNOLOGY, INC. | 1565228 | 07/23/2015 | D/A | $1,633,333 | $1,633,333 |