Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
---|---|---|---|---|---|---|---|
AEGIS CAPITAL CORP. | 15007 | Shopoff Opportunity Fund VI, L.P. | 1745037 | 03/15/2019 | D/A | $100,000,000 | $4,409,737 |
AEGIS CAPITAL CORP. | 15007 | Shopoff Opportunity Fund VI, L.P. | 1745037 | 04/04/2019 | D/A | $100,000,000 | $4,409,737 |
AEGIS CAPITAL CORP. | 15007 | Shopoff Opportunity Fund VI, L.P. | 1745037 | 04/18/2019 | D/A | $100,000,000 | $4,409,737 |
AEGIS CAPITAL CORP. | 15007 | Matinas BioPharma Holdings, Inc. | 1582554 | 08/12/2016 | D | $8,000,000 | $4,400,290 |
AEGIS CAPITAL CORP. | 15007 | INTERCLOUD SYSTEMS, INC. | 1128725 | 10/20/2014 | D | $4,345,000 | $4,345,000 |
AEGIS CAPITAL CORP. | 15007 | Aegis Special Situations Fund LLC - Series Medtech VII | 1935354 | 06/28/2022 | D | $20,000,000 | $4,314,000 |
AEGIS CAPITAL CORP. | 15007 | CVSL INC. | 1403085 | 11/25/2015 | D | $4,000,000 | $4,000,000 |
AEGIS CAPITAL CORP. | 15007 | Aegis Special Situations QP Fund LLC - Series Agritech II | 1849484 | 03/09/2021 | D | $10,000,000 | $4,000,000 |
AEGIS CAPITAL CORP. | 15007 | Helocyte, Inc. | 1679808 | 11/04/2016 | D/A | $5,000,000 | $3,998,000 |
AEGIS CAPITAL CORP. | 15007 | Aegis Special Situations QP Fund LLC - Series Hospitality I | 1737986 | 05/01/2018 | D/A | $25,000,000 | $3,931,753 |