Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| AEGIS CAPITAL CORP. | 15007 | Aegis Special Situations Fund LLC - Series DNA I | 1756920 | 01/08/2019 | D/A | $12,500,000 | $5,312,000 |
| AEGIS CAPITAL CORP. | 15007 | Pristine Surgical LLC | 1894093 | 11/16/2021 | D | $12,500,000 | $5,300,000 |
| AEGIS CAPITAL CORP. | 15007 | BASANITE, INC. | 1448705 | 08/31/2021 | D | $10,000,000 | $5,251,989 |
| AEGIS CAPITAL CORP. | 15007 | Aegis Special Situations Fund LLC - Series Plant Protein I | 1786510 | 09/04/2019 | D | $15,000,000 | $5,245,500 |
| AEGIS CAPITAL CORP. | 15007 | VIRTUAL PIGGY, INC. | 1437283 | 06/05/2013 | D | $6,000,001 | $5,170,595 |
| AEGIS CAPITAL CORP. | 15007 | Aegis Special Situations Fund LLC - Series Aerospace I | 1770574 | 03/25/2019 | D | $6,000,000 | $5,142,500 |
| AEGIS CAPITAL CORP. | 15007 | Dance Biopharm Inc. | 1596126 | 12/29/2014 | D | $15,000,000 | $5,078,000 |
| AEGIS CAPITAL CORP. | 15007 | Scilex Pharmaceuticals, Inc | 1603542 | 03/26/2014 | D | $5,250,000 | $5,001,700 |
| AEGIS CAPITAL CORP. | 15007 | Scilex Pharmaceuticals Inc. | 1603542 | 08/04/2014 | D/A | $5,250,000 | $5,001,700 |
| AEGIS CAPITAL CORP. | 15007 | ZENOVIA DIGITAL EXCHANGE Corp | 1598439 | 06/13/2014 | D | $5,000,000 | $5,000,000 |