Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| AEGIS CAPITAL CORP. | 15007 | ORGANOVO HOLDINGS, INC. | 1497253 | 01/04/2013 | D | $7,662,675 | $7,662,675 |
| AEGIS CAPITAL CORP. | 15007 | Matinas BioPharma Holdings, Inc. | 1582554 | 08/07/2013 | D | $15,000,000 | $7,593,750 |
| AEGIS CAPITAL CORP. | 15007 | HYDROFARM HOLDINGS GROUP, INC. | 1695295 | 12/17/2019 | D | $10,000,000 | $7,531,840 |
| AEGIS CAPITAL CORP. | 15007 | GLOBEIMMUNE INC | 1245104 | 02/13/2014 | D | $7,500,000 | $7,500,000 |
| AEGIS CAPITAL CORP. | 15007 | GLOBEIMMUNE INC | 1245104 | 06/10/2014 | D/A | $7,500,000 | $7,500,000 |
| AEGIS CAPITAL CORP. | 15007 | AmCap Necessity Retail Fund LLC | 1766327 | 03/06/2020 | D/A | $100,000,000 | $7,425,000 |
| AEGIS CAPITAL CORP. | 15007 | Aegis Special Situations Fund LLC - Series Medtech IX | 1941821 | 08/30/2022 | D | $10,000,000 | $7,185,000 |
| AEGIS CAPITAL CORP. | 15007 | Crescent Moon Investors, LLC | 1759925 | 11/26/2018 | D | $7,010,000 | $7,010,000 |
| AEGIS CAPITAL CORP. | 15007 | Agritech Partners LLC - Series HB-1 | 1866948 | 06/11/2021 | D | $40,000,000 | $6,610,000 |
| AEGIS CAPITAL CORP. | 15007 | Corbus Pharmaceuticals Holdings, Inc. | 1595097 | 04/23/2014 | D | $13,000,000 | $6,310,000 |