Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| AEGIS CAPITAL CORP. | 15007 | Super League Gaming, Inc. | 1621672 | 05/03/2023 | D | $30,000,000 | $10,205,000 |
| AEGIS CAPITAL CORP. | 15007 | Dance Biopharm Holdings, Inc. | 1650840 | 10/02/2015 | D | $40,000,000 | $10,134,033 |
| AEGIS CAPITAL CORP. | 15007 | Carter Multifamily Growth & Income Fund, LLC | 1723529 | 07/23/2018 | D/A | $200,000,000 | $10,002,277 |
| AEGIS CAPITAL CORP. | 15007 | SciSparc Ltd. | 1611746 | 06/08/2022 | D | $10,000,002 | $10,000,002 |
| AEGIS CAPITAL CORP. | 15007 | Matinas BioPharma Holdings, Inc. | 1582554 | 04/13/2015 | D | $10,000,000 | $10,000,000 |
| AEGIS CAPITAL CORP. | 15007 | Orchestra BioMed, Inc. | 1695296 | 05/07/2019 | D | $30,000,000 | $9,863,620 |
| AEGIS CAPITAL CORP. | 15007 | Aegis Special Situations Fund LLC - Series Big Data I | 1773823 | 07/01/2019 | D/A | $12,000,000 | $9,413,500 |
| AEGIS CAPITAL CORP. | 15007 | REARDEN COMMERCE INC | 1115646 | 06/04/2013 | D | $9,350,000 | $9,350,000 |
| AEGIS CAPITAL CORP. | 15007 | Aegis Special Situations Fund LLC - Series Agritech II | 1849482 | 03/09/2021 | D | $12,000,000 | $9,225,750 |
| AEGIS CAPITAL CORP. | 15007 | MCI Preferred Income Fund IV, LLC | 1774415 | 06/12/2020 | D/A | $500,000,000 | $9,110,150 |