| AEGIS CAPITAL CORP. | 15007 | ChromaDex Corp. | 1386570 | 02/22/2012 | D | $3,699,998 | $3,699,998 |
| AEGIS CAPITAL CORP. | 15007 | Tech Insight Partners LLC - Series B | 1808508 | 04/06/2020 | D | $3,660,000 | $3,660,000 |
| AEGIS CAPITAL CORP. | 15007 | Aegis Special Situations Fund LLC - Series Fantasy Sports I | 1798673 | 01/06/2020 | D | $7,500,000 | $3,560,000 |
| AEGIS CAPITAL CORP. | 15007 | Aegis Special Situations Fund LLC - Series Medtech I | 1804363 | 03/11/2020 | D | $6,000,000 | $3,505,000 |
| AEGIS CAPITAL CORP. | 15007 | Coyote Investors, LLC | 1723775 | 12/12/2018 | D | $3,400,000 | $3,397,366 |
| AEGIS CAPITAL CORP. | 15007 | Fishtail Creek Investors, LLC | 1763361 | 01/07/2019 | D | $3,400,000 | $3,310,740 |
| AEGIS CAPITAL CORP. | 15007 | SSI America Inc. | 1651059 | 08/24/2015 | D | Indefinite | $3,300,000 |
| AEGIS CAPITAL CORP. | 15007 | Aegis Special Situations Fund LLC - Series Digital Freight Network I | 1818153 | 07/30/2020 | D | $12,000,000 | $3,090,000 |
| AEGIS CAPITAL CORP. | 15007 | Aegis Special Opportunity Fund, LLC | 1517322 | 06/02/2011 | D | $9,000,000 | $3,050,000 |
| AEGIS CAPITAL CORP. | 15007 | Adgero Biopharmaceuticals Holdings, Inc. | 1657598 | 04/19/2016 | D | $15,000,000 | $3,024,730 |
