| AEGIS CAPITAL CORP. | 15007 | BIO BLAST PHARMA LTD. | 1596812 | 02/13/2014 | D | $4,750,000 | $4,750,000 |
| AEGIS CAPITAL CORP. | 15007 | Aerami Therapeutics Holdings, Inc. | 1650840 | 06/17/2020 | D | $15,000,000 | $4,608,000 |
| AEGIS CAPITAL CORP. | 15007 | Nxt-ID, Inc. | 1566826 | 07/28/2016 | D | $4,500,000 | $4,500,000 |
| AEGIS CAPITAL CORP. | 15007 | Aegis Special Situations Fund LLC - Series Aerospace II | 1877032 | 08/05/2021 | D | $5,000,000 | $4,465,000 |
| AEGIS CAPITAL CORP. | 15007 | Matinas BioPharma Holdings, Inc. | 1582554 | 08/12/2016 | D | $8,000,000 | $4,400,290 |
| AEGIS CAPITAL CORP. | 15007 | INTERCLOUD SYSTEMS, INC. | 1128725 | 10/20/2014 | D | $4,345,000 | $4,345,000 |
| AEGIS CAPITAL CORP. | 15007 | Aegis Special Situations Fund LLC - Series Medtech VII | 1935354 | 06/28/2022 | D | $20,000,000 | $4,314,000 |
| AEGIS CAPITAL CORP. | 15007 | CVSL INC. | 1403085 | 11/25/2015 | D | $4,000,000 | $4,000,000 |
| AEGIS CAPITAL CORP. | 15007 | Aegis Special Situations QP Fund LLC - Series Agritech II | 1849484 | 03/09/2021 | D | $10,000,000 | $4,000,000 |
| AEGIS CAPITAL CORP. | 15007 | Aegis Special Situations Fund LLC - Series Medtech VIII | 1928796 | 05/13/2022 | D | $7,000,000 | $3,805,000 |
